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Tom Hardin previously spent much of his career as a hedge fund equity analyst focused on the technology sector. In 2008, as part of a cooperation agreement with the Department of Justice, Tom assisted the U.S.
Talks About #Compliance #Ethics #ConductRisk
Preferred Locations #NorthAmerica
GAIM Ops West brings together 300+ leading COOs, CFOs, CCOs, GCs, Heads of ODD and more to discuss trends, challenges, share experience and expertise. Creating a sustainable and successful alternatives industry.
The Financial Crime Summit - New York is a unique opportunity to hear from leading banking practitioners who are pioneering best practice in tackling economic crime globally. Plenary sessions will highlight how strategic objectives can be achieved, focusing on how financial crime teams are moving away from technical compliance to a function that ac
TSAM Boston has arrived! We are thrilled to welcome the asset management industry to TSAM Boston in 2023 On March 15th, TSAM Boston will bring together leading asset management firms to discuss the latest challenges facing the buy-side community, as well as the evolving technology and regulatory landscape.
