Chris Steele

Partner Risk and Regulatory team

‍KPMG

Partner Risk and Regulatory team

‍KPMG

#regtech #conductrisk #regulatorychange #consumerprotection #ethicscompliance

#Europe

Chris is a Risk and Regulatory professional with 20 years’ of Financial Services consulting experience and leads KPMG’s Banking Regulatory conduct team.

Tom Hardin

Owner

‍Tipper X Advisors LLC

Owner

‍Tipper X Advisors LLC

#Compliance #Ethics #ConductRisk

#NorthAmerica

Tom Hardin previously spent much of his career as a hedge fund equity analyst focused on the technology sector. In 2008, as part of a cooperation agreement with the Department of Justice, Tom assisted