Sabeena Liconte

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Sabeena Liconte

Head of Legal & Chief Compliance Officer

ICBC Standard Securities Inc.

Sabeena also serves as principal and legal advisor to Castro & Liconte LLP (www.castroliconte.com) (formerly doing business as Castro & Ahmed LLP) and Liconte Law PC (www.licontelaw.com) (formerly doing business as Sabeena Ahmed PC), a New York City-based boutique legal and compliance consulting practice servicing small to mid-sized firms, non-profits and corporations. The firm also specializes in financial services issues impacting broker-dealers, investment advisors, banks, futures commission merchants, swap dealers, retail foreign exchange dealers, commodity pools, hedge funds, mutual funds, commodity trading advisors, swaps firms, and other registered and banking and non-banking entities.

Talks About
#securitiesregulation #finra

Preferred Locations
#NorthAmerica

Speaking Engagements

Transform Finance NY 2023

Paid

Join us at Transform Finance NY, the premier event that brings together over 300 senior executives from the entire financial industry for a transformative day of knowledge sharing, collaboration, and networking. With a focus on empowering attendees to succeed in the ever-evolving financial landscape, this event offers powerful insights from high-ca

13-13 June 2023

Finance

Non-Financial & Operational Risk Management USA

Paid

Over the years, the understanding of operational risk – of people, processes, and systems – has altered and adapted to the changing times and climate. A more contemporary view is for professionals to view this as non-financial and operational risks, which better outlines the aspects that are not specifically financial risk.

04-05 October 2023

Finance

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Sabeena Liconte

Head of Legal & Chief Compliance Officer

Speaking Engagements

Transform Finance NY 2023

Non-Financial & Operational Risk Management USA