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Head, Risk Frameworks & Regulatory Capital Oversight
#securitiesofferings #securitiesregulation
#NorthAmerica
Shahbazi joined BMO in 2012 as a securities lawyer after a stint at McCarthy Tétrault LLP. Soon she made her way onto teams dealing with investor relations, social media governance and other marketing
Advisory Board Member
#securitiesregulation #corporategovernance #securitiesofferings
Alan is Editor of Section16.net and a Partner with Hogan Lovells, an international law firm, where he specializes in securities matters. Before joining Hogan Lovells, Alan spent two years in the SEC’s
Partner
#Corporategovernance #Securitiesregulation
#Northamerica
Anna Pinedo concentrates her practice on securities and derivatives.
VP, Legal
#capitalmarkets #securitiesregulation
Seasoned executive lawyer called both to the Ontario and New York bars with diverse background and experience including in the following areas: banking (retail and commercial), retail, regulatory, com
Founder and Managing Partner
#securitiesregulation #businesstransactions
Dave Rodman is a Colorado-based attorney whose legal expertise includes cannabis, industrial hemp, securities, intellectual property, and corporate law. He is the founder and Managing Partner of The R
Senior Manager, Global Equity & Rewards
#internationaltax #securitiesregulation #exchangecontrollaws
Organizational change leader specializing in designing and implementing compliance systems for global incentive compensation programs
Director Corporate Social Media, Head of Social Media Center of Excellence
#securitiesregulation #productlaunch #vendormanagement
Gina Florence leads the talented team at Charles Schwab who own the firm’s Corporate social media channels, content strategy and creation efforts, community management, and crisis response.
#riskmanagement #whistleblowing #riskandcompliance #securitiesregulation #securitiesandexchangecommission
As the former chief of the Office of the Whistleblower at the Securities and Exchange Commission, Jane Norberg brings her extensive experience to help clients navigate regulatory, enforcement, governa
U.S. Head of Government & Regulatory Policy
Jonah Platt is a Director on the Government & Regulatory Policy team at Citadel. In this role, he helps to lead the firm's engagement on legislative and regulatory initiatives globally, covering a wid
Global Head of Relationship Documentation - Legal
Kathleen is curretly working as a Global Head of Relationship Documentation - Legal at Deutsche Bank
#Litigation #IntellectualProperty #SecuritiesRegulation
Kristin Bryan is an experienced litigator, representing clients in bet-the-company data privacy, cybersecurity and data breach disputes in state and federal courts across the U.S. As a result of her l
General Counsel
#Financialservices #Securitiesregulation
Lee A. Schneider is a financial services and technology lawyer based in NYC. He serves as general counsel for Ava Labs, a leading blockchain software company.